MathIsimple
Chapter 1 • Course 2
3-4 Hours

Real Number Construction

Foundation Level
Dedekind Cuts
Axiom Systems
Learning Objectives
By the end of this course, you will be able to:
  • Understand the motivation for constructing real numbers rigorously
  • Define Dedekind cuts and distinguish rational from irrational cuts
  • Master the axiom system for real numbers (Field, Order, Completeness)
  • Prove that the real numbers satisfy the completeness axiom
  • Understand the relationship between decimal representations and real numbers
  • Compare Dedekind cuts with Cauchy sequence construction
  • Apply the Archimedean property in proofs
  • Understand the density of rationals and irrationals in the reals

Historical Background

Richard Dedekind (1831-1916)

German mathematician Richard Dedekind published his construction of real numbers in 1872 in "Continuity and Irrational Numbers" (Stetigkeit und irrationale Zahlen). His insight was that every point on a line corresponds to a unique "cut" that separates the rationals into two parts.

"I find the essence of continuity... in the following principle: If all points of the straight line fall into two classes such that every point of the first class lies to the left of every point of the second class, then there exists one and only one point which produces this division."

— Richard Dedekind, 1872

Construction Methods

Three equivalent approaches to defining real numbers

Dedekind Cuts

Richard Dedekind (1872)

A real number is defined as a partition of ℚ into two sets (A, B) where every element of A is less than every element of B

Advantage: Intuitive geometric interpretation as 'cutting' the number line

√2 is the cut where A = {r ∈ ℚ : r < 0 or r² < 2}

Cauchy Sequences

Georg Cantor (1872)

A real number is an equivalence class of Cauchy sequences of rationals

Advantage: Natural connection to limits and convergence

√2 = [(1, 1.4, 1.41, 1.414, ...)]

Decimal Expansions

Various (historical)

A real number is an infinite decimal expansion

Advantage: Familiar and computational

π = 3.14159265358979...

The Problem with Rationals

Why we need to go beyond the rational numbers

The "Gaps" in the Rational Number Line

Although rational numbers are dense (between any two rationals, there's another rational), the rational line has "holes" — points that should exist but don't correspond to any fraction.

Classic Example: √2 is not rational

Proof by contradiction:

  1. Suppose 2=pq\sqrt{2} = \frac{p}{q} where p, q are integers with no common factors.
  2. Then 2=p2q22 = \frac{p^2}{q^2}, so p2=2q2p^2 = 2q^2.
  3. This means p² is even, so p must be even. Write p = 2k.
  4. Then 4k2=2q24k^2 = 2q^2, so q2=2k2q^2 = 2k^2.
  5. This means q² is even, so q is also even.
  6. But then p and q share factor 2. Contradiction! ∎

This means there's a "gap" on the rational number line where √2 should be — a length exists (the diagonal of a unit square) that no rational can measure exactly.

Dedekind Cuts

A rigorous definition of real numbers

Definition: Dedekind Cut

A Dedekind cut is a partition of the rational numbers ℚ into two non-empty sets (A, B) such that:

D1: Partition
AB=Q,AB=A \cup B = \mathbb{Q}, \quad A \cap B = \emptyset

Every rational belongs to exactly one of A or B

D2: Non-empty
A,BA \neq \emptyset, \quad B \neq \emptyset

Both sets must contain rationals

D3: Ordering
aA,bB:a<b\forall a \in A, \forall b \in B: a < b

Every element of A is less than every element of B

D4: No Maximum in A
aA,aA:a<a\forall a \in A, \exists a' \in A: a < a'

A has no greatest element

Key Insight

Condition D4 is crucial: it prevents A from having a "last element," which would trivially identify the cut. By requiring A to be "open" on the right, cuts can represent both rationals (where B has a minimum) and irrationals (where B has no minimum).

Rational Cut

When B has a minimum element r, the cut represents the rational number r.

Example: Cut for 3

A={qQ:q<3}A = \{q \in \mathbb{Q} : q < 3\}
B={qQ:q3}B = \{q \in \mathbb{Q} : q \geq 3\}

Here B has minimum 3, so this cut represents 3.

Irrational Cut

When B has no minimum element, the cut represents an irrational number.

Example: Cut for √2

A={qQ:q<0 or q2<2}A = \{q \in \mathbb{Q} : q < 0 \text{ or } q^2 < 2\}
B={qQ:q>0 and q2>2}B = \{q \in \mathbb{Q} : q > 0 \text{ and } q^2 > 2\}

B has no minimum — there's always a smaller rational with square > 2.

Real Number Axiom System

The complete axiomatic foundation of the real numbers

(F) Field Axioms
The algebraic structure of real numbers under addition and multiplication
Addition Axioms

Closure

a+bRa + b \in \mathbb{R}

Sum of reals is real

Commutativity

a+b=b+aa + b = b + a

Order doesn't matter

Associativity

(a+b)+c=a+(b+c)(a + b) + c = a + (b + c)

Grouping doesn't matter

Identity

a+0=aa + 0 = a

Zero is additive identity

Inverse

a+(a)=0a + (-a) = 0

Every number has an additive inverse

Multiplication Axioms

Closure

abRa \cdot b \in \mathbb{R}

Product of reals is real

Commutativity

ab=baa \cdot b = b \cdot a

Order doesn't matter

Associativity

(ab)c=a(bc)(a \cdot b) \cdot c = a \cdot (b \cdot c)

Grouping doesn't matter

Identity

a1=aa \cdot 1 = a

One is multiplicative identity

Inverse

aa1=1 for a0a \cdot a^{-1} = 1 \text{ for } a \neq 0

Non-zero numbers have reciprocals

Distributive Law

Distribution

a(b+c)=ab+aca \cdot (b + c) = a \cdot b + a \cdot c

Multiplication distributes over addition

(O) Order Axioms
The ordering structure that makes real numbers a number line
Trichotomy
a,b:exactly one of a<b,a=b,a>b\forall a, b: \text{exactly one of } a < b, a = b, a > b

Any two numbers are comparable

Transitivity
a<b and b<ca<ca < b \text{ and } b < c \Rightarrow a < c

Order is transitive

Addition Preservation
a<ba+c<b+ca < b \Rightarrow a + c < b + c

Adding same number preserves order

Multiplication Preservation
a<b and c>0ac<bca < b \text{ and } c > 0 \Rightarrow ac < bc

Multiplying by positive preserves order

(C) Completeness Axiom
The Key Axiom
The axiom that distinguishes real numbers from rationals

Least Upper Bound Property (Supremum Property)

Every non-empty subset of ℝ that is bounded above has a least upper bound (supremum) in ℝ.

SR,S,S bounded abovesupSR\forall S \subseteq \mathbb{R}, S \neq \emptyset, S \text{ bounded above} \Rightarrow \sup S \in \mathbb{R}
ℝ satisfies this

In ℝ, the set {x : x² < 2} has supremum √2.

ℚ fails this

In ℚ, the same set has no supremum (√2 ∉ ℚ).

Why Completeness Matters

The completeness axiom is what makes calculus work. It guarantees that limits exist, that continuous functions on closed intervals attain their maximum and minimum, and that the Intermediate Value Theorem holds. Without it, analysis falls apart.

Dedekind's Completeness Theorem

Theorem

For every Dedekind cut (A, B) of the real numbers, the set B has a minimum element. In other words, the real numbers have no "gaps."

Proof Sketch

Given: A Dedekind cut (A, B) of ℝ.

To show: B has a minimum element.

1. A is non-empty and bounded above (by any element of B).

2. By the completeness axiom (Least Upper Bound Property), α=supA\alpha = \sup A exists in ℝ.

3. We claim α ∈ B and α = min B.

4. α ∉ A: If α ∈ A, then since A has no maximum, ∃ a' ∈ A with a' > α. But then α is not an upper bound of A. Contradiction.

5. α = min B: Since A ∪ B = ℝ and α ∉ A, we have α ∈ B. If b ∈ B and b < α, then b is an upper bound of A smaller than sup A. Contradiction.

\square

Worked Examples

Example 1: Constructing √2 as a Dedekind Cut

Problem:

Define the Dedekind cut that represents √2

Solution:

DefinethelowersetA={rQ:r<0 or r2<2}Define the lower set A = \{r \in \mathbb{Q} : r < 0 \text{ or } r^2 < 2\}

DefinetheuppersetB={rQ:r>0 and r2>2}Define the upper set B = \{r \in \mathbb{Q} : r > 0 \text{ and } r^2 > 2\}

Verify A ∪ B = ℚ: Every rational is in exactly one set

Verify A has no maximum: For any r ∈ A with r > 0, we can find r' > r with (r')² < 2

Verify B has no minimum: For any r ∈ B, we can find r' < r with (r')² > 2

This cut represents √2 because it 'cuts' ℚ exactly where √2 would be

Example 2: Proving ℚ Doesn't Satisfy Completeness

Problem:

Show that the rationals fail the completeness axiom

Solution:

ConsiderS={rQ:r2<2}Consider S = \{r \in \mathbb{Q} : r^2 < 2\}

S is non-empty (e.g., 1 ∈ S since 1² = 1 < 2)

S is bounded above (e.g., 2 is an upper bound since 2² = 4 > 2)

Suppose sup S = p/q exists in ℚ

Then either p²/q² < 2, p²/q² = 2, or p²/q² > 2

Case p²/q² < 2: p/q ∈ S, but we can find larger rationals in S (contradiction)

Case p²/q² = 2: Impossible since √2 is irrational

Case p²/q² > 2: p/q is not the least upper bound (contradiction)

Therefore, S has no supremum in ℚ, so ℚ is not complete

Example 3: Decimal Representation of 1/3

Problem:

Express 1/3 as a decimal and explain why it's infinite

Solution:

Perform long division: 1 ÷ 3 = 0.333...

After each step: 10 ÷ 3 = 3 remainder 1

The remainder always returns to 1, creating a cycle

So1/3=0.3(repeatingdecimal)So 1/3 = 0.\overline{3} (repeating decimal)

This is an infinite but periodic decimal

Key insight: All rationals have eventually periodic decimals

Example 4: Adding Dedekind Cuts

Problem:

Define addition for the Dedekind cuts representing 2 and 3, and verify the result represents 5

Solution:

Cut for 2: A₂ = {r ∈ ℚ : r < 2}, B₂ = {r ∈ ℚ : r ≥ 2}

Cut for 3: A₃ = {r ∈ ℚ : r < 3}, B₃ = {r ∈ ℚ : r ≥ 3}

Define A₂ + A₃ = {a + b : a ∈ A₂, b ∈ A₃}

For any r₁ < 2 and r₂ < 3, we have r₁ + r₂ < 5

For any r < 5, we can write r = r₁ + r₂ with r₁ < 2, r₂ < 3

Therefore A₂ + A₃ = {r ∈ ℚ : r < 5}, which is exactly the cut for 5 ∎

Example 5: Proving Density of Rationals

Problem:

Prove that between any two real numbers a < b, there exists a rational number

Solution:

Given a < b, let h = b - a > 0

By Archimedean property, ∃n ∈ ℕ with 1/n < h

Consider the set S = {m ∈ ℤ : m/n > a}

S is non-empty (by Archimedean) and bounded below

Let m₀ = min S, so m₀/n > a and (m₀-1)/n ≤ a

Then m₀/n ≤ a + 1/n < a + h = b

Therefore a < m₀/n < b, and m₀/n ∈ ℚ ∎

Example 6: Verifying the Archimedean Property

Problem:

Prove the Archimedean property follows from completeness

Solution:

Suppose the Archimedean property fails

Then ∃x > 0 such that ∀n ∈ ℕ, n ≤ x

This means ℕ is bounded above by x

By completeness, ℕ has a supremum α = sup ℕ

Since α-1 < α, α-1 is not an upper bound of ℕ

So ∃m ∈ ℕ with m > α-1, meaning m+1 > α

But m+1 ∈ ℕ, contradicting α = sup ℕ

Therefore the Archimedean property must hold ∎

Example 7: Uniqueness of Dedekind Cut Representation

Problem:

Prove that each real number corresponds to a unique Dedekind cut

Solution:

Suppose cuts (A₁, B₁) and (A₂, B₂) represent the same real α

If A₁ ≠ A₂, WLOG assume ∃r ∈ A₁ with r ∉ A₂

Then r ∈ B₂, so r ≥ α (since α separates A₂ and B₂)

But r ∈ A₁ means r < α (since α separates A₁ and B₁)

This is a contradiction, so A₁ = A₂

Similarly B₁ = B₂, proving uniqueness ∎

Example 8: Proving Density of Irrationals

Problem:

Show that between any two distinct rationals, there exists an irrational

Solution:

Let p, q ∈ ℚ with p < q

Consider r = p + (q-p)/√2

Since √2 is irrational, (q-p)/√2 is irrational

Sum of rational p and irrational (q-p)/√2 is irrational

Also p < r < q since 0 < (q-p)/√2 < (q-p)

Therefore r is irrational and p < r < q ∎

Key Theorems

Fundamental results about real numbers

Dedekind's Completeness Theorem

Every Dedekind cut of the rationals determines a unique real number.

Proof Sketch: By construction, each cut IS a real number. The uniqueness follows from the definition of equality between cuts.

Density of Rationals Theorem

Between any two distinct real numbers, there exists a rational number.

Proof Sketch: Given a < b, by Archimedean property find n with 1/n < b - a. Then some multiple m/n lies in (a, b).

Density of Irrationals Theorem

Between any two distinct real numbers, there exists an irrational number.

Proof Sketch: Given a < b, the number a + (b-a)/√2 is irrational and lies strictly between a and b.

Nested Intervals Theorem

If [aₙ, bₙ] is a sequence of nested closed intervals with lengths → 0, then ∩[aₙ, bₙ] contains exactly one point.

Proof Sketch: The sequences {aₙ} and {bₙ} are bounded and monotonic, so they converge. Since bₙ - aₙ → 0, they converge to the same limit.

Related Concepts

Cauchy Sequence Construction

An alternative to Dedekind cuts using sequences

A Cauchy sequence is a sequence where terms get arbitrarily close to each other. We define real numbers as equivalence classes of Cauchy sequences of rationals, where two sequences are equivalent if their difference converges to 0.

The Density of Rationals

Between any two reals lies a rational

For any real numbers a < b, there exists a rational r with a < r < b. This follows from the Archimedean property. Despite being 'dense', rationals still have 'gaps' that irrationals fill.

Uncountability of Reals

Cantor's diagonal argument

The real numbers are uncountable — there are 'more' reals than rationals. This is proven by Cantor's diagonal argument, showing any attempted list of reals must miss some numbers.

Algebraic vs Transcendental Numbers

Two types of irrational numbers

Algebraic numbers (like √2) are roots of polynomials with integer coefficients. Transcendental numbers (like π and e) are not. Surprisingly, 'almost all' real numbers are transcendental.

Historical Background

Richard Dedekind (1831-1916)

Introduced Dedekind cuts in 1872 to give a rigorous definition of real numbers

His construction showed how to 'fill the gaps' in the rationals to create the continuum

Georg Cantor (1845-1918)

Developed the Cauchy sequence construction of reals and proved their uncountability

Showed that there are 'more' reals than rationals, revolutionizing our understanding of infinity

Augustin-Louis Cauchy (1789-1857)

Developed the concept of Cauchy sequences and convergence criteria

His sequences provide an alternative construction of real numbers equivalent to Dedekind cuts

Real-World Applications

Computer Graphics

Real number completeness ensures smooth curves and continuous color gradients

Example: Bezier curves rely on the completeness axiom for guaranteed intersection points

Physics

Continuous motion and fields require the completeness of real numbers

Example: The Intermediate Value Theorem guarantees that a ball thrown upward reaches every height in between

Economics

Equilibrium existence proofs use the completeness of real numbers

Example: Brouwer's Fixed Point Theorem (based on completeness) proves Nash equilibria exist

Numerical Analysis

Convergence of algorithms relies on completeness

Example: Newton's method converges because bounded monotonic sequences converge in ℝ

Frequently Asked Questions

Why do we need to construct real numbers? Can't we just use decimals?

Decimals are a representation, not a definition. To prove theorems about real numbers (like the Intermediate Value Theorem), we need a rigorous foundation. Dedekind cuts provide this by defining reals as 'cuts' in the rationals, making completeness provable rather than assumed.

What makes √2 irrational in terms of Dedekind cuts?

The Dedekind cut for √2 has no maximum in its lower set and no minimum in its upper set. This means no rational number 'sits at the cut' — the cut falls in a 'gap' between rationals, which is precisely what we mean by an irrational number.

How is the completeness axiom different from other axioms?

The completeness axiom cannot be proven from the field and order axioms alone — it must be added separately. The rationals satisfy all field and order axioms but fail completeness. This axiom is what 'fills the gaps' and makes calculus work.

Is there only one way to construct the real numbers?

No! Dedekind cuts are one approach. Others include Cauchy sequences (defining reals as equivalence classes of convergent rational sequences) and the axiomatic approach (just listing the axioms). All methods yield isomorphic structures.

Why is 0.999... = 1?

Using the completeness axiom: Let x = 0.999... The Dedekind cut for x has the same lower set as the cut for 1 (all rationals less than 1). Since cuts are determined by their lower sets, x = 1. Alternatively: 1 - 0.999... would be a positive real smaller than all 1/10ⁿ, which can't exist.

What is the Archimedean property and why is it important?

The Archimedean property states that for any real numbers x > 0 and y, there exists a natural number n such that nx > y. This means there are no 'infinitely large' or 'infinitely small' real numbers. It follows from completeness and is crucial for limits.

How do we add two Dedekind cuts?

To add cuts (A, B) and (C, D), we form (A + C, B + D) where A + C = {a + c : a ∈ A, c ∈ C}. This corresponds exactly to adding the real numbers they represent. Multiplication is defined similarly but requires more care with signs.

What is the relationship between completeness and the Nested Interval Property?

They are equivalent! The Nested Interval Property states that any sequence of nested closed intervals [aₙ, bₙ] with lengths → 0 has exactly one point in common. This can be proven from completeness, and vice versa.

Practice Quiz

Test your understanding of real number construction

Real Number Construction Practice
10
Questions
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1
A Dedekind cut (A, B) of Q\mathbb{Q} must satisfy which condition?
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2
The Dedekind cut for 2\sqrt{2} is characterized by:
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3
Which axiom distinguishes R\mathbb{R} from Q\mathbb{Q}?
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4
The field axiom for multiplicative inverse states:
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5
According to the order axiom of transitivity, if a<ba < b and b<cb < c, then:
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6
Why does Q\mathbb{Q} fail the completeness axiom?
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7
A rational cut is one where:
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8
The distributive law states:
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9
If 0<sinB<10 < \sin B < 1 in the SSA case, how many triangles are possible?
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10
Why is 0.999... = 1?
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